Capital Markets & Securities

Media item displaying Capital Markets & Securities

Snapshot

    • Regulation D private placements
    • Private placement memoranda
    • Subscription documents and investor qualification
    • Convertible notes, SAFEs and preferred equity
    • Form D and blue sky filings
    • Energy and real estate offerings
    • Digital assets, Crypto, and emerging financial technology
    • Compliance built into the raise, not patched on afterward
    • Strategic capital structuring that looks 2 steps ahead
    • Energy and real estate offerings reviewed by attorneys who know the assets

Capital-raising strategies and securities compliance built for velocity. 

For high-growth companies, founders, middle-market issuers, private equity sponsors, venture funds, and family offices. 

Talk to us about your capital structure or offering

How do we help companies raise capital and stay compliant without slowing down growth? 

Securities law shouldn’t be a bottleneck—it should be a strategic roadmap. Whether you’re issuing equity, structuring private placements, or navigating complex federal and state exemptions, Feighny Hartle cuts through regulatory friction. We deliver clear, forward-looking securities counsel so you can access capital quickly, protect your board and executives, and build a frictionless capital structure for your next inflection point. 

Private Offerings & Exempt Capital Raises 

  • Reg D & Private Placements: Structuring Rule 506(b) and 506(c) offerings, Regulation A+ strategies, and private debt/equity raises. 
  • Investor Documentation: Drafting investor-ready Private Placement Memoranda (PPMs), subscription agreements, and investor rights agreements. 
  • Exemption & Blue Sky Strategy: Navigating federal securities exemptions and state-level Blue Sky compliance without deal delay. 

Capital Structure & Equity Financing 

  • Growth Capital & Venture Rounds: Structuring SAFEs, convertible notes, preferred equity rounds, and debt instruments. 
  • Cap Table Architecture: Advising founders and boards on equity allocation, valuation caps, anti-dilution provisions, and governance rights. 
  • Secondary Market & Liquidity Events: Execution of secondary transactions, founder liquidity plays, and tender offers. 

Corporate Governance & Regulatory Compliance 

  • SEC & State Compliance: Ongoing advice on SEC reporting requirements, Form D filings, and regulatory disclosures. 
  • Board & Fiduciary Counsel: Advising boards of directors, special committees, and executive teams on fiduciary duties, disclosure requirements, and conflict management. 
  • Public & Debt Capital Markets: Representation in debt issuances, PIPE transactions (Private Investment in Public Equity), and public market preparation. 

Forward-Looking Markets & Emerging Securities 

  • Digital Assets & Tech Vehicles: Navigating tokenomics, digital security offerings, and SEC posture on emerging financial technology. 
  • Strategic Roll-Ups & Spinoffs: Structuring multi-entity capital strategies and corporate restructuring ahead of major capital events. 

“Founders think of a raise as a funding event. Regulators think of it as a securities offering. We make sure the documents satisfy both.”

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